Solutions for broker-dealers

Broker-dealers are driving the expansion of managed investments to more advisors and to a larger audience of customers. The shift to model sharing streamlines interaction with investment managers, but also requires brokers to support new client servicing operations or expand existing ones, as firms internalize functions once performed by managers.

• Peridrome’s innovative ModelStream platform is a cost-effective way for broker-dealers to efficiently receive, validate and implement portfolio model changes from manager providers. ModelStream automates the review of incoming model changes, identifying normal and exception case changes based on rules you create, and routing the changes based on process paths you define. An 18-month history of changes helps you resolve questions about what updates were implemented and when.
• Our Dash solution suite enables brokers to scale client servicing operations while improving profitability. Using Dash, firms can create a robust, online portal solution for opening new accounts and fulfilling lifecycle requests, such as distributions, tax harvests, restriction changes and more. Customized web portals can be easily configured for internal operations teams, advisors and investment manager partners to collaborate in real time, reducing the burden of phone calls and email inquiries. And Dash’s modular architecture makes it easy to integrate internal systems into efficient, straight-through business processes.